RFC3639: Considerations on the use of a Service Identifier in Packet Headers
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(port fields)
(protocol number)
Network Working Group M. St. Johns, Ed.
Request for Comments: 3639 G. Huston, Ed.
Category: Informational IAB
October 2003
Considerations on the use of a
Service Identifier in Packet Headers
Status of this Memo
This memo provides information for the Internet community. It does
not specify an Internet standard of any kind. Distribution of this
memo is unlimited.
Copyright Notice
Copyright (C) The Internet Society (2003). All Rights Reserved.
Abstract
This memo describes some considerations relating to the use of IP
protocol number fields and payload protocol (e.g., TCP) port fields
to identify particular services that may be associated with that port
number or protocol number.
1. Introduction
This memo describes some considerations relating to the use of IP
protocol number fields and payload protocol (e.g., TCP) port or
service fields to identify particular services that may be associated
with that port number or protocol number. It is a general statement
regarding appropriate processing and use of service identifiers by
intermediate systems.
This memo points out that various measures by intermediate systems
that are intended to filter or prevent the transmission of traffic
based on the service identification within the traffic flow will have
a limited effect. This will also have a major side-effect of
forcing the affected services to be redesigned using various forms of
encapsulation or dynamic port negotiation in order to remove the
fixed service identification from the IP packet headers. The IAB
does not believe this serves the general interests of the Internet
community related to the design of simple and reliable Internet
applications. This memo suggests some thought be given to control
mechanisms that do not rely on intermediary systems taking actions
based on an assumed relationship between the service identifier in
the packet and the actual service of which the packet is a part.
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2. Service Identifiers
Although not necessarily by design, certain conventions have evolved
with respect to the IP protocol suite relative to the identification
of services within an IP traffic flow:
o Within the IP protocol suite, end point identifiers (e.g.,
TCP/UDP/SCTP port numbers, IP protocol numbers) are designed to
identify services to end points. In particular, TCP, UDP or SCTP
(Stream Control Transmission Protocol) port numbers are intended
to identify the source service location and the destination
service entity to the destination end point.
o The IP [2] datagram header contains the source and destination
address of the datagram as well as an indication of the upper-
level protocol (ULP) carried within the datagram. If the ULP is
either TCP [3], UDP [1], or SCTP [8] the payload will contain both
source and destination port numbers which allows differentiation
between services (e.g., TELNET, HTTP) and between multiple
instances of the same service between the pair of hosts described
by the source and destination address.
o By convention, for at least TCP and UDP, certain port numbers are
used as rendezvous points and are considered "well known" on the
source or destination side of the communication. Such rendezvous
points are maintained in an IANA registry currently located at
[11]. Specific registries for protocol and port numbers are at
[12] and [13].
o Notwithstanding the "well knownness" of any given port, port
numbers are only guaranteed to be meaningful to the end systems.
An intermediate system should generally not impute specific
meaning to any given port number, unless specifically indicated by
an end system (e.g., via the Resource Reservation Protocol (RSVP)
[4]) or agreed to by convention among the end systems and one or
more specific intermediate systems (e.g., firewall traversal for
the IP Security Protocol (IPSEC) [5]).
o Some services make use of protocol interactions to dynamically
allocate service identifiers (i.e., port numbers) to specific
communications. One specific example of this is the Session
Initiation Protocol (SIP) [9]. The implication of this is that
intermediate systems cannot relate the service identifiers to the
actual service unless they participate in the protocols which
allocate the service identifiers, or are explicitly notified of
the outcome of the allocation.
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o Various products and service-related mechanisms deployed today
take advantage of the fact that some service identifiers are
relatively stable (and well known) to do various things (e.g.,
firewall filtering, QOS marking).
o Certain network operations, such as various forms of packet
encapsulation (e.g., tunneling) and encryption, can occlude this
port number (or service identifier) while an IP packet is in
transit within the network. For example, both the IPSEC
Encapsulating Security Payload (ESP) [6] and Generic Routing
Encapsulation (GRE) [7] both provide means for tunneling an IP
datagram within another IP datagram. The service information
becomes obscured and, in some instances, encrypted.
o Cooperating end systems may elect to use arbitrarily selected port
numbers for any service. The port numbers used in such cases may
be statically defined, through coordinated configuration of the
cooperating end systems through use of a common application or
operating system, or by dynamic selection as an outcome of a
rendezvous protocol.
Intermediate system imposed service-based controls may block
legitimate uses by subscribers. For example, some service providers
are blocking port 25 (i.e., notionally SMTP) traffic for the stated
purpose of trying to prevent SPAM, but which can also block
legitimate email to the end user.
Attempts by intermediate systems to impose service-based controls on
communications against the perceived interests of the end parties to
the communication are often circumvented [10]. Services may be
tunneled within other services, proxied by a collaborating external
host (e.g., an anonymous redirector), or simply run over an alternate
port (e.g., port 8080 vs port 80 for HTTP). Another means of
circumvention is alteration of the service behavior to use a dynamic
port negotiation phase, in order to avoid use of a constant port
address.
For the purposes of this memo, a "party to a communication" is either
the sender, receiver, or an authorized agent of the sender or
receiver in the path.
If intermediate systems take actions on behalf of one or more parties
to the communication or affecting the communication, a good rule of
thumb is they should only take actions that are beneficial to or
approved by one or more of the parties, within the operational
parameters of the service-specific protocol, or otherwise unlikely to
lead to widespread evasion by the user community.
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3. Ramifications
The IAB observes that having stable and globally meaningful service
identifiers visible at points other than the end systems can be
useful for the purposes of determining network behavior and network
loading on a macro level. The IAB also observes that application
protocols that include dynamic port negotiation for both ends of a
connection tend to add to the complexity of the applications.
Dynamic port negotiation for a protocol may also limit or prohibit
its use in situations where the service provider (e.g., ISP or
employer) has instituted some form of service filtering through port
blocking mechanisms.
From this perspective of network and application utility, it is
preferable that no action or activity be undertaken by any agency,
carrier, service provider, or organization which would cause end-
users and protocol designers to generally obscure service
identification information from the IP packet header.
Nothing in this statement should be construed as opposing
encapsulation, application security, end-to-end encryption, or other
processes beneficial or specifically desired by the end-users.
4. Security Considerations
This document is a general statement regarding appropriate processing
and use of service identifiers by intermediate systems. If enough
agencies, carriers, service providers, and organizations ignore the
concerns voiced here, the utility of port and protocol numbers,
general network analysis, end-user beneficial filtering (e.g.,
preventing DDOS attacks), and other common uses of these service
identifiers might be adversely affected.
5. References
[1] Postel, J., "User Datagram Protocol", STD 6, RFC 768, August
1980.
[2] Postel, J., "Internet Protocol", STD 5, RFC 791, September
1981.
[3] Postel, J., "Transmission Control Protocol", STD 7, RFC 793,
September 1981.
[4] Braden, B., Ed., Zhang, L., Berson, S., Herzog, S. and S.
Jamin, "Resource ReSerVation Protocol (RSVP) -- Version 1
Functional Specification", RFC 2205, September 1997.
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[5] Kent, S. and R. Atkinson, "Security Architecture for the
Internet Protocol", RFC 2401, November 1998.
[6] Kent, S. and R. Atkinson, "IP Encapsulating Security Payload
(ESP)", RFC 2406, November 1998.
[7] Farinacci, D., Li, T., Hanks, S., Meyer, D. and P. Traina,
"Generic Routing Encapsulation (GRE)", RFC 2784, March 2000.
[8] Stewart, R., Xie, Q., Morneault, K., Sharp, C., Schwarzbauer,
H., Taylor, T., Rytina, I., Kalla, M., Zhang, L. and V. Paxson,
"Stream Control Transmission Protocol", RFC 2960, October 2000.
[9] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:
Session Initiation Protocol", RFC 3261, June 2002.
[10] New York Times, "STUDENTS EVADE UNIVERSITY TACTICS TO PROTECT
MEDIA FILES", 27th November 2002.
[11] IANA, "IANA Protocol Numbers and Assignment Services", May
2003, <http://www.iana.org/numbers.htm>.
[12] IANA, "IANA Protocol Number Registry", May 2003, <http://
www.iana.org/assignments/protocol-numbers>.
[13] IANA, "IANA Port Number Registry", May 2003, <http://
www.iana.org/assignments/port-numbers>.
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Appendix A. IAB Members
Internet Architecture Board Members at the time this document was
completed were:
Bernard Aboba
Harald Alvestrand
Rob Austein
Leslie Daigle, Chair
Patrik Faltstrom
Sally Floyd
Jun-ichiro Itojun Hagino
Mark Handley
Geoff Huston
Charlie Kaufman
James Kempf
Eric Rescorla
Michael St Johns
Editors' Addresses
Mike St Johns
Internet Architecture Board
EMail: mstjohns@mindspring.com
Geoff Huston
Internet Architecture Board
EMail: gih@telstra.net
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